Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dragi Paunovski | 4464461 | 4 | 12/31/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Howard Marcus | 734017 | 11 | 12/03/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Young-Ai Choi | 705917 | 1 | 03/26/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mike Angelopoulos | 4070101 | 4 | 02/15/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mike Angelopoulos | 4070101 | 4 | 10/13/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua Robert Barg | 2638740 | 3 | 08/14/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Steven Kramer | 1180693 | 4 | 06/11/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Markunas | 1832307 | 5 | 02/28/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas James Veth | 1999499 | 2 | 07/26/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Mitchell Lefkowitz | 1170503 | 9 | 04/21/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |