Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allison Barbara Clago | 1193764 | 3 | 12/01/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mick Dadlani | 2724655 | 3 | 11/14/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Edward Thiergartner | 1123867 | 4 | 05/24/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Christopher Wing | 2881584 | 1 | 01/12/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory George Scrydloff | 2088063 | 3 | 12/20/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shawn M Devillier | 1730798 | 7 | 09/19/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Neil Scott Meissner | 1942821 | 4 | 06/13/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ira E Menkes | 2265852 | 1 | 06/06/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James E Swinney | 5111350 | 1 | 08/30/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Rodriguez-Aponte | 4638012 | 1 | 04/14/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |