Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Lynne Chatterton | 4790319 | 5 | 05/04/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Bruscianelli | 4177839 | 10 | 09/14/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Leszek Julian Michniewicz | 3087346 | 2 | 05/24/2010 | Customer Dispute | Denied | $126,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Bruscianelli | 4177839 | 10 | 04/05/2010 | Customer Dispute | Denied | $41,586.60 | $0.00 | See FINRA Report |
| Mohammed Azeem Sheikh | 4222384 | 2 | 09/07/2009 | Customer Dispute | Denied | $196,221.00 | $0.00 | See FINRA Report |
| Mark Joseph Bruscianelli | 4177839 | 10 | 08/20/2009 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Jay Shah | 4733217 | 2 | 05/08/2009 | Customer Dispute | Denied | $16,773.90 | $0.00 | See FINRA Report |
| Ephimia Coumanakos | 4860314 | 1 | 01/05/2009 | Customer Dispute | Denied | $7,100.00 | $0.00 | See FINRA Report |
| Darin Patrick Pope | 1894306 | 1 | 11/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nitin Gobindram Bahirwani | 4748899 | 5 | 08/27/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |