Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yitzchok Asher Goodman | 1052215 | 6 | 03/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory George Scrydloff | 2088063 | 3 | 03/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nick Eugene Son | 1178523 | 4 | 02/19/2008 | Customer Dispute | Closed-No Action | $18,357.00 | $0.00 | See FINRA Report |
| Michael Perry Clementi | 2265760 | 3 | 01/31/2008 | Customer Dispute | Closed-No Action | $5,001.00 | $0.00 | See FINRA Report |
| Mark Joseph Bruscianelli | 4177839 | 10 | 10/17/2007 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| David Than Richburg | 3106394 | 1 | 06/22/2007 | Customer Dispute | Denied | $12,948.40 | $0.00 | See FINRA Report |
| Karen Alison Morris | 4173797 | 1 | 06/12/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Mallory Tucker | 4527191 | 1 | 04/13/2007 | Customer Dispute | Denied | $9,900.00 | $0.00 | See FINRA Report |
| Keith Thomas Zdrowak | 2491761 | 2 | 03/03/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Mitchell Lefkowitz | 1170503 | 9 | 01/08/2007 | Customer Dispute | Denied | $131,000.00 | $0.00 | See FINRA Report |