Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert May Alexander | 1934569 | 2 | 06/01/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Leszek Julian Michniewicz | 3087346 | 2 | 05/24/2010 | Customer Dispute | Denied | $126,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Bruscianelli | 4177839 | 10 | 04/05/2010 | Customer Dispute | Denied | $41,586.60 | $0.00 | See FINRA Report |
| Neil Robert Bradie | 1110662 | 2 | 01/22/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dragi Paunovski | 4464461 | 4 | 12/08/2009 | Customer Dispute | Settled | $270,685.00 | $0.00 | See FINRA Report |
| George John Karapistolis | 4445637 | 1 | 11/12/2009 | Customer Dispute | Settled | $300.00 | $0.00 | See FINRA Report |
| Joshua Robert Barg | 2638740 | 3 | 10/06/2009 | Customer Dispute | Award / Judgment | $4,000,000.00 | $848,248.00 | See FINRA Report |
| Mohammed Azeem Sheikh | 4222384 | 2 | 09/07/2009 | Customer Dispute | Denied | $196,221.00 | $0.00 | See FINRA Report |
| Mark Joseph Bruscianelli | 4177839 | 10 | 08/20/2009 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Jack Frank Bruscianelli | 2113986 | 5 | 07/31/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |