Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Phillip Medlock | 1663409 | 1 | 07/07/2011 | Customer Dispute | Pending | $207,000.00 | $0.00 | See FINRA Report |
| Jennifer Lynne Chatterton | 4790319 | 5 | 05/04/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Bruscianelli | 4177839 | 10 | 04/13/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Warren Amroy Scott | 1719999 | 2 | 02/23/2011 | Customer Dispute | Settled | $58,352.20 | $0.00 | See FINRA Report |
| Yitzchok Asher Goodman | 1052215 | 6 | 12/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Bruscianelli | 4177839 | 10 | 11/05/2010 | Customer Dispute | Award / Judgment | $240,000.00 | $100,000.00 | See FINRA Report |
| Cynthia Lee Parris | 1047540 | 5 | 09/22/2010 | Customer Dispute | Closed-No Action | $22,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Bruscianelli | 4177839 | 10 | 09/14/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Harry Roger Hughes | 829149 | 1 | 06/29/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Dragi Paunovski | 4464461 | 4 | 06/03/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |