Our Staff has compiled our research into a database of FINRA Broker Disclosures for CFD Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Herbert Britton | 4515040 | 3 | 04/30/2010 | Customer Dispute | Closed-No Action | $26,640.00 | $0.00 | See FINRA Report |
| Jeffrey James Sturm | 1909934 | 3 | 06/16/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey James Sturm | 1909934 | 3 | 05/29/2009 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| J Standish Fortin | 3008070 | 4 | 12/16/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James A Guyot | 4517834 | 1 | 11/11/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Lee Grossman | 2055510 | 2 | 11/10/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Brett Michael Bacon | 6080375 | 3 | 04/22/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kurt Richard Supe | 4154773 | 3 | 03/27/2008 | Customer Dispute | Settled | $10,600.00 | $0.00 | See FINRA Report |
| Daryl Glen Phillips | 4262531 | 1 | 03/03/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Barry Gene Hickey | 1434453 | 1 | 02/05/2007 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |