Our Staff has compiled our research into a database of FINRA Broker Disclosures for CFD Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kurt Richard Supe | 4154773 | 3 | 02/20/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Marshall Culpepper | 2898764 | 3 | 02/20/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Dambola | 2816480 | 7 | 09/06/2012 | Customer Dispute | Closed-No Action | $48,000.00 | $0.00 | See FINRA Report |
| Robert Steven Diamond | 2801150 | 3 | 08/24/2012 | Customer Dispute | Settled | $151,768.00 | $0.00 | See FINRA Report |
| Martin Robert Shapiro | 727804 | 1 | 06/26/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Allen Guenot | 2050889 | 1 | 02/21/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Del Hatfield | 1100583 | 1 | 01/19/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey James Sturm | 1909934 | 3 | 11/08/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Herbert Britton | 4515040 | 3 | 05/19/2011 | Customer Dispute | Denied | $10,395.00 | $0.00 | See FINRA Report |
| Robert Herbert Britton | 4515040 | 3 | 07/16/2010 | Customer Dispute | Settled | $355,000.00 | $0.00 | See FINRA Report |