Our Staff has compiled our research into a database of FINRA Broker Disclosures for CFD Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Brian Quick | 2429700 | 2 | 11/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn McDaniel | 5147268 | 1 | 11/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| J Standish Fortin | 3008070 | 4 | 09/07/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Brian Quick | 2429700 | 2 | 07/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| J Standish Fortin | 3008070 | 4 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary W Covert | 5428315 | 1 | 01/01/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Joseph Hickey | 7387480 | 5 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Joseph Hickey | 7387480 | 5 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Joseph Hickey | 7387480 | 5 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Joseph Hickey | 7387480 | 5 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |