Our Staff has compiled our research into a database of FINRA Broker Disclosures for CFD Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
J. Standish Fortin | 3008070 | 4 | 12/16/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Edward Franklin Camp | 2052301 | 4 | 09/07/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Pietro Joseph Passalacqua | 2299676 | 4 | 11/21/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Richard Dambola | 2816480 | 7 | 12/16/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Dennis Clark | 1047496 | 2 | 07/06/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Richard Dambola | 2816480 | 7 | 04/06/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Edward Franklin Camp | 2052301 | 4 | 11/29/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Edward Breagy | 2260295 | 9 | 11/19/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Mickey Lee Owens | 1437001 | 6 | 05/09/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |