Our Staff has compiled our research into a database of FINRA Broker Disclosures for CFD Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Lee Grossman | 2055510 | 2 | 11/10/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Barry Gene Hickey | 1434453 | 1 | 02/05/2007 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| J Standish Fortin | 3008070 | 4 | 04/04/2003 | Customer Dispute | Denied | $15,194.30 | $0.00 | See FINRA Report |