Our Staff has compiled our research into a database of FINRA Broker Disclosures for CFD Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mickey Lee Owens | 1437001 | 5 | 12/01/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mickey Lee Owens | 1437001 | 5 | 10/18/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mickey Lee Owens | 1437001 | 5 | 09/29/1994 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Mickey Lee Owens | 1437001 | 5 | 08/31/1993 | Customer Dispute | Award / Judgment | $0.00 | $40,000.00 | See FINRA Report |
| Diane Lynn Ray | 1356525 | 2 | 12/31/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |