Our Staff has compiled our research into a database of FINRA Broker Disclosures for CFD Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James A Guyot | 4517834 | 1 | 11/11/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Lee Grossman | 2055510 | 2 | 11/10/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Kurt Richard Supe | 4154773 | 3 | 03/27/2008 | Customer Dispute | Settled | $10,600.00 | $0.00 | See FINRA Report |
| Daryl Glen Phillips | 4262531 | 1 | 03/03/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Barry Gene Hickey | 1434453 | 1 | 02/05/2007 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Diane Lynn Ray | 1356525 | 2 | 09/23/2004 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Edward Franklin Camp | 2052301 | 4 | 05/11/2004 | Customer Dispute | Settled | $40,500.00 | $0.00 | See FINRA Report |
| J Standish Fortin | 3008070 | 4 | 04/04/2003 | Customer Dispute | Denied | $15,194.30 | $0.00 | See FINRA Report |
| William Edward Breagy | 2260295 | 9 | 03/24/2003 | Customer Dispute | Closed-No Action | $12,790.80 | $0.00 | See FINRA Report |
| William Edward Breagy | 2260295 | 9 | 07/09/2002 | Customer Dispute | Settled | $10,387.30 | $0.00 | See FINRA Report |