Our Staff has compiled our research into a database of FINRA Broker Disclosures for MHL Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick Dean Holt | 1998458 | 2 | 07/27/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rick Dean Holt | 1998458 | 2 | 10/08/2003 | Customer Dispute | Denied | $88,255.00 | $0.00 | See FINRA Report |