Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lazard Freres & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jianan Yang | 6022051 | 1 | 06/19/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chase William Durkee | 6660611 | 1 | 04/15/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott H Meyerson | 5167178 | 1 | 09/19/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Caitlin Erin Ledwith | 6300501 | 1 | 12/02/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Martin George | 1790304 | 1 | 12/15/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Towle Summers | 4680159 | 1 | 06/21/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |