Our Staff has compiled our research into a database of FINRA Broker Disclosures for Deutsche Bank Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leslie A Danilson | 5099033 | 3 | 02/06/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Noble Upton | 4492786 | 7 | 10/22/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Noble Upton | 4492786 | 7 | 09/20/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Bradley Dunkin | 3127187 | 1 | 08/22/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Noble Upton | 4492786 | 7 | 07/15/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Noble Upton | 4492786 | 7 | 07/12/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Noble Upton | 4492786 | 7 | 06/03/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lee Talmadge Joyner | 2123983 | 1 | 09/13/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Arakel Varjian | 2063769 | 1 | 08/16/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Israel Asael Velasquez | 4044107 | 1 | 12/11/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |