Our Staff has compiled our research into a database of FINRA Broker Disclosures for Deutsche Bank Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin C Yang | 6489407 | 1 | 02/28/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Stuart Hackel | 2792015 | 1 | 11/14/2007 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Luca Laino | 4183275 | 1 | 12/11/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Marie Arismendi | 5102692 | 1 | 12/09/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Grimball | 5579442 | 1 | 11/15/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Bergin Rigney | 2893976 | 1 | 11/25/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kiflin A Turner | 5609406 | 1 | 08/29/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jessica Morris | 6546911 | 1 | 02/25/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carlos A Ferreira | 4219965 | 1 | 04/06/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Wade Gauthier | 2419599 | 1 | 06/29/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |