Our Staff has compiled our research into a database of FINRA Broker Disclosures for Deutsche Bank Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nasib Samaroo | 2052566 | 1 | 03/23/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Allan Koplowitz | 2956839 | 1 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Faye Jasper-Carragher | 7203227 | 1 | 01/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Steven Dewitt | 4324628 | 1 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew J Findling | 2380427 | 1 | 04/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Lars Barfod | 6985836 | 1 | 03/27/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Thomas Devoe | 6656637 | 1 | 12/21/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Noble Upton | 4492786 | 7 | 03/05/2013 | Customer Dispute | Settled | $19,443,000.00 | $0.00 | See FINRA Report |
| Martin Philip Haas | 2940574 | 1 | 03/03/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leslie A Danilson | 5099033 | 3 | 02/08/2010 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |