Our Staff has compiled our research into a database of FINRA Broker Disclosures for MM Global Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hinman Au | 2243462 | 2 | 11/11/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peng Zhang | 6103092 | 1 | 09/13/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hinman Au | 2243462 | 2 | 01/27/2009 | Customer Dispute | Denied | $8,791.67 | $0.00 | See FINRA Report |