Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cynthia Laden Newman | 1078822 | 1 | 03/16/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ira S Katz | 4343815 | 2 | 05/05/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael John Nedreski | 2010627 | 1 | 10/02/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sean Patrick Clary | 2892971 | 1 | 02/13/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Orlouski | 2645758 | 2 | 04/10/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jamie Lawrence Baraldi | 2326273 | 4 | 10/22/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |