Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Daniel Maring | 4276105 | 1 | 09/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Cuttita | 2456540 | 3 | 08/18/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Agriesti | 3165835 | 1 | 04/07/2008 | Customer Dispute | Denied | $6,287.00 | $0.00 | See FINRA Report |
| Keith David Boyd | 2353957 | 2 | 03/19/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Lisa M Rossi | 2261138 | 4 | 06/27/2005 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Lisa M Rossi | 2261138 | 4 | 10/25/2004 | Customer Dispute | Settled | $201,133.00 | $0.00 | See FINRA Report |
| Keith David Boyd | 2353957 | 2 | 06/09/2004 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Lisa M Rossi | 2261138 | 4 | 12/03/2003 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Jamie Lawrence Baraldi | 2326273 | 4 | 01/17/2002 | Customer Dispute | Award / Judgment | $70,000.00 | $0.00 | See FINRA Report |
| Anthony N Caruso | 1180397 | 1 | 03/27/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |