Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryce Scott Wilinski | 4900714 | 2 | 05/27/2014 | Customer Dispute | Award / Judgment | $11,818,700.00 | $0.00 | See FINRA Report |
| Bryce Scott Wilinski | 4900714 | 2 | 05/12/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Patrick McGeehin | 2927418 | 1 | 02/25/2014 | Customer Dispute | Settled | $9,052.75 | $0.00 | See FINRA Report |
| Adam Anthony Vega | 5780322 | 1 | 07/23/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Steven Hoffman | 4504588 | 1 | 11/26/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John David Scala | 2400038 | 1 | 09/07/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lisa M Rossi | 2261138 | 4 | 04/05/2011 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Jamie Lawrence Baraldi | 2326273 | 4 | 03/08/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Moylan Vanderloo | 4006660 | 1 | 10/22/2010 | Customer Dispute | Closed-No Action | $33,408.80 | $0.00 | See FINRA Report |
| Philip Anthony Marchetti | 3253299 | 4 | 03/24/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |