Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Robert Neill | 4700490 | 3 | 04/21/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas John Ferguson | 6504914 | 1 | 12/15/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven G Brettler | 4367351 | 3 | 11/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Altin Tirana | 4837498 | 5 | 07/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Altin Tirana | 4837498 | 5 | 05/10/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph P Riccelli | 4635101 | 1 | 02/10/2017 | Customer Dispute | Denied | $18,305.60 | $0.00 | See FINRA Report |
| Philip Anthony Marchetti | 3253299 | 4 | 08/05/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas E Courtright | 4631243 | 2 | 10/20/2015 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Jose Alexander Bonilla | 5226404 | 3 | 01/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ira S Katz | 4343815 | 2 | 01/15/2015 | Customer Dispute | Denied | $362,099.00 | $0.00 | See FINRA Report |