Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John David Scala | 2400038 | 1 | 09/07/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lisa M Rossi | 2261138 | 4 | 04/05/2011 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Timothy Moylan Vanderloo | 4006660 | 1 | 10/22/2010 | Customer Dispute | Closed-No Action | $33,408.80 | $0.00 | See FINRA Report |
| Philip Anthony Marchetti | 3253299 | 4 | 03/24/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Cuttita | 2456540 | 3 | 02/01/2010 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| Philip Anthony Marchetti | 3253299 | 4 | 09/24/2009 | Customer Dispute | Settled | $20,000,000.00 | $0.00 | See FINRA Report |
| Jamie Lawrence Baraldi | 2326273 | 4 | 03/20/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Derek J Podolak | 4316217 | 2 | 03/10/2009 | Customer Dispute | Settled | $64,880.40 | $0.00 | See FINRA Report |
| Michael Francis Cuttita | 2456540 | 3 | 02/27/2009 | Customer Dispute | Withdrawn | $48,465.10 | $0.00 | See FINRA Report |
| Jose Alexander Bonilla | 5226404 | 3 | 11/25/2008 | Customer Dispute | Closed-No Action | $82,947.10 | $0.00 | See FINRA Report |