Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Daniel Herrera | 4618370 | 2 | 12/15/2022 | Customer Dispute | Withdrawn | $407,235.00 | $0.00 | See FINRA Report |
| Joseph Paul Todaro | 5708585 | 17 | 11/30/2022 | Customer Dispute | Withdrawn | $903,968.00 | $0.00 | See FINRA Report |
| Brian Joel Blasczyk | 5784857 | 1 | 11/28/2022 | Customer Dispute | Withdrawn | $130,000.00 | $0.00 | See FINRA Report |
| David John Segarra | 4482059 | 2 | 11/03/2022 | Customer Dispute | Withdrawn | $33,000.00 | $0.00 | See FINRA Report |
| Hadi Kusumo | 4719552 | 1 | 10/26/2022 | Customer Dispute | Withdrawn | $12,833.00 | $0.00 | See FINRA Report |
| Nabil Bouab | 4340284 | 4 | 10/20/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Kelly Meyers Malatesta | 5500775 | 1 | 10/15/2022 | Customer Dispute | Withdrawn | $43,000.00 | $0.00 | See FINRA Report |
| Robert Duran | 5727067 | 1 | 10/12/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Wallace McRae Davis | 1532144 | 3 | 09/28/2022 | Customer Dispute | Withdrawn | $92,000.00 | $0.00 | See FINRA Report |
| Kevin Patrick Bourke | 5628153 | 1 | 09/22/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |