Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Hal Linn White | 2835563 | 1 | 03/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nicholas James Lamia | 3269125 | 3 | 02/12/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Rocco Biscaglio | 7437568 | 1 | 12/18/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Howard Charles Tripp | 6006737 | 1 | 09/16/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David Lynn Hayes | 848399 | 3 | 07/30/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Dana Lynn Green | 5392784 | 1 | 06/25/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Harry Phillips Kliewer | 1670057 | 1 | 06/04/1990 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
Stephen Louis Hohl | 4013278 | 1 | 06/01/1990 | Customer Dispute | Settled | $42,500.00 | $0.00 | See FINRA Report |
Sarah Lynne Cecil | 5927075 | 2 | 05/11/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
William C Markowitz | 5759927 | 1 | 05/09/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |