Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven M Takatz | 4078940 | 1 | 11/02/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian V Ekberg | 1445715 | 7 | 10/28/1991 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Christian V Ekberg | 1445715 | 7 | 10/21/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Albritton | 4854386 | 1 | 09/20/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karen L Ross | 7784803 | 2 | 09/13/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph McGivney | 1218586 | 4 | 06/26/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt W Grundner | 2960570 | 1 | 05/29/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Bradley Ortega | 4517969 | 1 | 05/26/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Frank Belvin | 17778 | 7 | 05/10/1991 | Customer Dispute | Award / Judgment | $50,000.00 | $17,800.00 | See FINRA Report |
| Curtis Ray Brooks | 5902353 | 1 | 04/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |