Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jason Soli | 2380907 | 3 | 05/24/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert Louis Alonzo | 3104516 | 1 | 05/24/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
David Allen Reid | 2008447 | 3 | 05/22/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Gary Wayne Nagy | 3149289 | 1 | 05/22/2000 | Customer Dispute | Denied | $5,200.00 | $0.00 | See FINRA Report |
Brent D Griffin | 3241851 | 5 | 05/19/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Raymond John Ponnath | 2198068 | 2 | 05/18/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Karen Murray | 7285937 | 3 | 05/10/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Glen Aaron Roter | 2598635 | 1 | 05/03/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Patrick J Dorcey | 1915635 | 3 | 04/27/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Carol Lee Mawhorr | 2126195 | 3 | 04/20/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |