Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neal Michael O'Brien | 1424891 | 1 | 08/14/2000 | Customer Dispute | Denied | $25,938.00 | $0.00 | See FINRA Report |
| Daniel A Perez | 6925289 | 1 | 08/09/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Eugene Wright | 2209902 | 4 | 08/08/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sheila Kay Smith | 5211962 | 3 | 07/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sheila Kay Smith | 5211962 | 3 | 07/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth James Klooster | 2479528 | 2 | 07/25/2000 | Customer Dispute | Settled | $8,025.00 | $0.00 | See FINRA Report |
| Donald Milton Adkins | 1674318 | 1 | 07/07/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Neal Drasin | 711589 | 1 | 07/03/2000 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Anthony Pappas | 2160492 | 2 | 06/27/2000 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Brian David Blough | 3011847 | 2 | 06/26/2000 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |