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FINRA Broker Disclosures for Edward Jones

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.

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Displaying 3,161-3,170 out of 3,859 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kenneth H Bellemore7818176103/27/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
Brandon Frazier6799602103/25/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
Roger Martin MacOn3211992203/24/2003Customer DisputeSettled$0.00$0.00See FINRA Report
Nicholas James Lamia3269125303/21/2003Customer DisputeDenied$5,000.00$0.00See FINRA Report
Michael Barcia5919165103/18/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
Scott Lovejoy2733778103/17/2003Employment Separation After Allegations$0.00$0.00See FINRA Report
Kevin Mark Thompson1915950203/14/2003Customer DisputeSettled$5,000.00$0.00See FINRA Report
Melanie Muller Romine1802220203/14/2003Customer DisputeDenied$9,375.00$0.00See FINRA Report
Michael Dryden Eberhart1978979203/11/2003Customer DisputeDenied$8,000.00$0.00See FINRA Report
Nicholas James Lamia3269125303/11/2003Customer DisputeSettled$5,000.00$0.00See FINRA Report

3,859 Results

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