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FINRA Broker Disclosures for Edward Jones

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.

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Displaying 3,111-3,120 out of 3,859 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Philip W Quinn2565932309/09/2003Customer DisputeDenied$15,000.00$0.00See FINRA Report
Michael William Cummins1370302209/03/2003Customer DisputeDenied$5,000.00$0.00See FINRA Report
Dean Edwin Meyers1518725408/30/2003Customer DisputeSettled$30,000.00$0.00See FINRA Report
Charles J Parry3042512108/28/2003RegulatoryFinal$0.00$0.00See FINRA Report
Bo D Lacy7014040108/26/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
John Scott Murphy3184565108/25/2003Customer DisputeDenied$5,000.00$0.00See FINRA Report
James Anton Finder1971085108/18/2003Customer DisputeDenied$150,000.00$0.00See FINRA Report
Philip W Quinn2565932308/01/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Scott Martin Seifert2627106107/31/2003Customer DisputeDenied$106,000.00$0.00See FINRA Report
Robert Harold Kennedy1411950107/24/2003Customer DisputeAward / Judgment$93,140.00$0.00See FINRA Report

3,859 Results

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