Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Dubble | 2973053 | 1 | 10/14/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Archie Bowling | 2391382 | 2 | 10/07/2003 | Customer Dispute | Settled | $5,400.00 | $0.00 | See FINRA Report |
| Scott R Bowman | 2414668 | 4 | 10/01/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert James Slein | 2395964 | 1 | 09/16/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alma Christine Tucker | 1500425 | 1 | 09/16/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rodger Eric Steffen | 1477312 | 1 | 09/15/2003 | Customer Dispute | Denied | $17,266.00 | $0.00 | See FINRA Report |
| William Charles Kay | 3251350 | 1 | 09/12/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Andrea N Flores | 5734956 | 1 | 09/11/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rodney L Cantrell | 1303831 | 4 | 09/11/2003 | Customer Dispute | Denied | $290,000.00 | $0.00 | See FINRA Report |
| Zwi Anthony Pechthalt | 2422846 | 6 | 09/10/2003 | Customer Dispute | Denied | $22,824.00 | $0.00 | See FINRA Report |