Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Forst Elliott | 1895911 | 2 | 11/18/2003 | Customer Dispute | Closed-No Action | $282,110.00 | $0.00 | See FINRA Report |
Harry Dalton Schumacher | 2136856 | 2 | 11/18/2003 | Customer Dispute | Denied | $5,928.00 | $0.00 | See FINRA Report |
Lisa Jean Ayotte | 2706180 | 1 | 11/17/2003 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
William C Parr | 2453705 | 1 | 11/10/2003 | Customer Dispute | Denied | $44,357.00 | $0.00 | See FINRA Report |
Scott R Bowman | 2414668 | 4 | 11/07/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Dennis Sanchez | 7618827 | 1 | 11/07/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Allen Jerry Istre | 1577816 | 2 | 11/06/2003 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
Scott R Bowman | 2414668 | 4 | 11/05/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
John Bennish | 1574326 | 4 | 11/04/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Danny Loren Edwards | 2944796 | 1 | 11/03/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |