Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bennett Egerton Conklin | 2202958 | 1 | 01/07/2004 | Customer Dispute | Award / Judgment | $130,000.00 | $0.00 | See FINRA Report |
Chris T Zwingelberg | 2549294 | 1 | 12/29/2003 | Customer Dispute | Denied | $64,663.50 | $0.00 | See FINRA Report |
Scott Stephen Tracy | 1844341 | 4 | 12/24/2003 | Customer Dispute | Closed-No Action | $109,000.00 | $0.00 | See FINRA Report |
William Pitt Mason | 1632328 | 3 | 12/15/2003 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Stephen Spencer Zutter | 1319839 | 1 | 12/12/2003 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
Stewart W Fisher | 2885979 | 1 | 12/10/2003 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
James R Stewart | 2594579 | 2 | 12/05/2003 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
John Ward Doering | 2410234 | 1 | 12/03/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Bradford J Tallman | 1856635 | 4 | 11/27/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
William Raymond Maynard | 6791575 | 1 | 11/20/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |