Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Arthur Berger | 2056860 | 2 | 04/13/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Carpenter | 4539036 | 1 | 04/13/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Clifford Davis | 1128120 | 3 | 04/12/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Darrell Cox | 2333870 | 1 | 04/06/2004 | Customer Dispute | Settled | $6,849.43 | $0.00 | See FINRA Report |
| Rick Lynn Duncan | 1288675 | 7 | 04/02/2004 | Customer Dispute | Award / Judgment | $25,830.90 | $25,830.90 | See FINRA Report |
| Jonathan V Madsen | 2145826 | 1 | 03/31/2004 | Customer Dispute | Denied | $11,698.10 | $0.00 | See FINRA Report |
| Thomas Matthew Kliethermes | 1141484 | 1 | 03/29/2004 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| James Allen Harrington | 841983 | 1 | 03/26/2004 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Phillip David Biffle | 1780353 | 7 | 03/24/2004 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Erik Jeffrey Hendricks | 1328975 | 4 | 03/23/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |