Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Randal Hosey | 2165719 | 1 | 08/06/2004 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Angela Lea Momot | 4023175 | 1 | 08/02/2004 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan R Powers | 2569866 | 3 | 07/28/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Ray Roland | 2191750 | 1 | 07/21/2004 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Christopher Steven Englander | 6930471 | 4 | 07/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Armin C Baumgartel | 1267800 | 4 | 07/08/2004 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Brian Alvin Kljun | 2129788 | 3 | 07/06/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Dale Ream | 1248418 | 1 | 07/06/2004 | Customer Dispute | Settled | $206,000.00 | $0.00 | See FINRA Report |
| Vern F Roach | 2383982 | 1 | 07/02/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Karl Paul Ritland | 4448993 | 1 | 07/02/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |