Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Matthew Martin Carruthers | 6450460 | 1 | 11/22/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Vernice Carlton Smith | 4172631 | 1 | 11/19/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Phillip Roark Leathers | 2312883 | 4 | 11/16/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
William Thomas Dwyer | 1104030 | 1 | 11/15/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Daniel J Holohan | 2809850 | 1 | 11/08/2004 | Customer Dispute | Award / Judgment | $0.00 | $457,914.00 | See FINRA Report |
Nicholas Jerome Lonski | 4198146 | 1 | 11/02/2004 | Customer Dispute | Denied | $5,073.44 | $0.00 | See FINRA Report |
Thomas Frank Belvin | 17778 | 7 | 10/25/2004 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
David Andrew Rosulek | 4355309 | 1 | 10/14/2004 | Customer Dispute | Denied | $33,300.00 | $0.00 | See FINRA Report |
Eric Radinsky | 2642634 | 1 | 10/05/2004 | Customer Dispute | Denied | $6,357.41 | $0.00 | See FINRA Report |
Jason Byers | 4022636 | 1 | 10/05/2004 | Customer Dispute | Denied | $25,576.00 | $0.00 | See FINRA Report |