Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Hamilton Adams | 5993258 | 2 | 04/22/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Doody | 4561165 | 1 | 04/07/2006 | Customer Dispute | Closed-No Action | $5,500.00 | $0.00 | See FINRA Report |
| Kent Fellman Larson | 4162758 | 1 | 04/06/2006 | Customer Dispute | Closed-No Action | $6,144.05 | $0.00 | See FINRA Report |
| Gregory Phillip Row | 2524217 | 1 | 03/31/2006 | Customer Dispute | Denied | $82,180.00 | $0.00 | See FINRA Report |
| Lance Christian Levan | 4551396 | 1 | 03/31/2006 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Olen Joseph Suire | 2311697 | 3 | 03/27/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lon Allen Smith | 3123601 | 1 | 03/23/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Shannon Riley | 3023584 | 2 | 03/16/2006 | Customer Dispute | Denied | $12,736.00 | $0.00 | See FINRA Report |
| Brad Allen O'Neal | 1855599 | 1 | 03/13/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lloyd H Davis | 1675909 | 1 | 03/13/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |