Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Corey Michael Long | 4203115 | 1 | 01/08/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amy Judd Marty | 1595793 | 1 | 01/03/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bernard Jonathan Didde | 4517501 | 2 | 01/03/2007 | Customer Dispute | Denied | $12,206.60 | $0.00 | See FINRA Report |
| Johnnie Earl Roland | 3174601 | 1 | 12/05/2006 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Rick Lynn Duncan | 1288675 | 7 | 12/04/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Steven Michael Luckett | 5733321 | 1 | 11/24/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Filippi | 2285811 | 1 | 11/14/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Stephen Tracy | 1844341 | 4 | 11/10/2006 | Customer Dispute | Settled | $118,879.00 | $0.00 | See FINRA Report |
| Melanie Muller Romine | 1802220 | 2 | 11/08/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul Neeman | 3269228 | 1 | 10/30/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |