Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Katherine Newgard | 7811869 | 1 | 03/15/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Anthony Robert Zajac | 4676267 | 1 | 03/09/2007 | Customer Dispute | Denied | $84,535.00 | $0.00 | See FINRA Report |
Christopher Steven Englander | 6930471 | 4 | 03/05/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Peter William Keay | 1173399 | 3 | 02/23/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Christopher Steven Englander | 6930471 | 4 | 02/21/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John Michael Keeley | 1999408 | 1 | 02/14/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Shane Doughman | 7908494 | 1 | 02/13/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Alberto Bonfil | 4791151 | 1 | 01/19/2007 | Customer Dispute | Denied | $21,250.00 | $0.00 | See FINRA Report |
Deborah Sue Zuniga | 1820003 | 4 | 01/12/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Matthew Allyn Fisk | 6529314 | 1 | 01/10/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |