Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Rauber Swanson | 2304901 | 1 | 10/08/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Theodore Harry Chiappini | 2309655 | 4 | 10/07/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
William Joseph Ries | 4797125 | 1 | 10/07/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Gregory Charles Riddle | 4689756 | 1 | 10/07/2008 | Customer Dispute | Denied | $7,313.00 | $0.00 | See FINRA Report |
Scott Hamilton Mason | 4304778 | 1 | 10/06/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Kent Allen Beard | 4455068 | 2 | 10/06/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Linda Sue Manley | 4429049 | 1 | 10/06/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Bryon Patrick Mein | 3126797 | 1 | 10/06/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Amy Lynn Williams | 2182982 | 2 | 10/06/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Christina Linn Phillips | 4838447 | 1 | 10/03/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |