Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anson Vincent Sobers | 4409368 | 1 | 03/26/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Scott Stephen Tracy | 1844341 | 4 | 11/10/2006 | Customer Dispute | Settled | $118,879.00 | $0.00 | See FINRA Report |
| Tracy Reagan Clotiaux | 2373433 | 2 | 10/02/2006 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Kenneth Blanchard | 4433467 | 1 | 06/26/2006 | Customer Dispute | Settled | $24,829.30 | $0.00 | See FINRA Report |
| Michael Leon Simpson | 4189224 | 1 | 06/21/2006 | Customer Dispute | Settled | $5,316.08 | $0.00 | See FINRA Report |
| Sedric Damone Cade | 2191464 | 1 | 06/12/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Eric Christopher Faust | 3008908 | 1 | 05/24/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Patrick Joseph Uding | 4488360 | 2 | 05/10/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth James Alfonso | 2951706 | 2 | 02/17/2006 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Kenneth James Alfonso | 2951706 | 2 | 02/10/2006 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |