Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tyler Preston Swaffar | 5377900 | 1 | 06/22/2010 | Customer Dispute | Settled | $7,771.00 | $0.00 | See FINRA Report |
| Steve Levern Soma | 1754268 | 3 | 06/10/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan William Miles | 4925296 | 2 | 05/24/2010 | Customer Dispute | Settled | $5,611.00 | $0.00 | See FINRA Report |
| Joshua Hee Soo Potterton | 4985441 | 1 | 05/18/2010 | Customer Dispute | Settled | $156,069.00 | $0.00 | See FINRA Report |
| Danny Lamar Hampton | 4618568 | 1 | 05/11/2010 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Adam Richard Jackson | 5039488 | 2 | 05/10/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ellen R Pickler Harris | 2973938 | 1 | 03/22/2010 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Dennis James Taylor | 4505002 | 2 | 03/08/2010 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
| Thomas Austin Appleton | 1888517 | 1 | 02/08/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Keith Bloodworth | 4629738 | 2 | 01/25/2010 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |