Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Russell Haselton | 2129114 | 1 | 09/16/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Michael Thomas Ruggles | 5596714 | 1 | 09/11/2019 | Customer Dispute | Settled | $175,200.00 | $0.00 | See FINRA Report |
Bryan Michael Plumley | 3071086 | 2 | 09/04/2019 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
Chad Calvert Carroll | 5575426 | 2 | 08/19/2019 | Customer Dispute | Settled | $96,340.00 | $0.00 | See FINRA Report |
Dianna Marie Steen Knudsen | 6581100 | 1 | 08/09/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Ronald Lee Endicott | 3195717 | 1 | 08/08/2019 | Customer Dispute | Settled | $60,472.10 | $0.00 | See FINRA Report |
Steven Kirt Miller | 3026802 | 2 | 07/29/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Martin Derek Coward | 5863406 | 1 | 07/24/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jeremy McKitrick | 4037622 | 2 | 07/19/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jeremy McKitrick | 4037622 | 2 | 07/19/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |