Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Carroll Jackson | 5157510 | 2 | 02/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Uzpen | 7027067 | 3 | 12/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul E Toole | 6444045 | 1 | 11/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maria Aspasia Abney | 4320235 | 2 | 11/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tom Ridge | 7557158 | 4 | 10/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicole Kenosha Gallimore | 3157237 | 2 | 08/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dana Manley | 2854827 | 1 | 06/01/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erick Martiak | 7169183 | 3 | 04/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Noemi Ortega | 6372755 | 3 | 02/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erick Martiak | 7169183 | 3 | 02/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |