Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Desie Hardin | 5215114 | 5 | 03/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Richard Lynn Goldston | 4176824 | 2 | 01/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mathew Ward | 7147716 | 3 | 01/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Will Lawrence | 6703989 | 3 | 08/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kimberly Noemi Ortega | 6372755 | 3 | 08/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Dean Michael Mattingly | 4177355 | 1 | 08/03/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Natalie N Freeman | 7208402 | 1 | 05/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Eric John Ricke | 3123597 | 1 | 04/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Patricia Ann Clark | 2152030 | 2 | 04/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Dustin J Vance | 7021024 | 2 | 03/24/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |