Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paul Fishman | 2299643 | 1 | 09/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Wayne Wildrick | 2722420 | 1 | 08/20/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Alden Alpha Ensminger | 5366713 | 1 | 06/22/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joseph Benito Ortiz | 5533927 | 2 | 05/15/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Susan Stieg Fuller | 4248313 | 3 | 04/06/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Desie Hardin | 5215114 | 4 | 09/16/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Vanessa Joy Prueter | 4664148 | 2 | 05/20/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Deborah Sue Zuniga | 1820003 | 4 | 09/24/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Deborah Sue Zuniga | 1820003 | 4 | 01/12/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Matthew Allyn Fisk | 6529314 | 1 | 01/10/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |