Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Dawn Noel Evans | 4375204 | 1 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ricky Serna | 6475435 | 9 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kenneth Allen Hopkins | 5854312 | 11 | 06/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Justin Adam Castle | 6726170 | 7 | 06/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Samantha Ringler | 7117225 | 2 | 06/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Eric D Davis | 6811097 | 1 | 06/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Zachary Paul Fahrion | 5838945 | 6 | 06/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kenneth Edward Frost | 5104108 | 2 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kenneth Allen Hopkins | 5854312 | 11 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kenneth Allen Hopkins | 5854312 | 11 | 05/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |