Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marva Lee Ratliff | 5576093 | 1 | 11/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Uzpen | 7027067 | 3 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derek Stephen Fitzgerald | 7043635 | 2 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda R Trachsel | 2976430 | 9 | 10/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charissa Ballesteros | 6702974 | 2 | 10/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jones | 5876548 | 2 | 10/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Adam Castle | 6726170 | 7 | 10/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Althea Washington | 7632477 | 3 | 10/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Falcone | 7735705 | 1 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abigail Jean McLeod | 4839146 | 10 | 09/26/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |