Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Steven M Takatz | 4078940 | 1 | 11/02/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Wayne Albritton | 4854386 | 1 | 09/20/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Karen L Ross | 7784803 | 2 | 09/13/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kurt W Grundner | 2960570 | 1 | 05/29/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David Bradley Ortega | 4517969 | 1 | 05/26/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Curtis Ray Brooks | 5902353 | 1 | 04/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Hal Linn White | 2835563 | 1 | 03/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nicholas James Lamia | 3269125 | 3 | 02/12/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Rocco Biscaglio | 7437568 | 1 | 12/18/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Howard Charles Tripp | 6006737 | 1 | 09/16/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |